In a highly regulated environment, Carty & Company is a registered broker/dealer with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority.  Our customer’s funds and securities are protected by the Securities Investors Protection Corporation (SIPC) to the maximum limits provided.  Carty & Company is registered to transact business in the majority of the U.S.* 

* Carty & Company, Inc. is not licensed in the following locations;             New Mexico and Puerto Rico.

* The protection provided by Securities Investors Protection Corporation does not guaranteed against market loss.